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General Excavation and Earthworks Risk Assessment

This risk assessment covers planning, service checks, excavation, plant movements, access and emergency preparation for general excavation and earthworks.

Activities covered include

  • Plan the work, assess ground conditions and identify nearby site factors
  • Place spoil, materials and loads away from excavation edges
  • Complete manual digging and tool tasks with emergency preparedness in place

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General Excavation and Earthworks Risk Assessment
  • 100% Compliant with Australian WHS Acts & Regulations
  • Fully Editable MS Word & PDF Formats Included
  • Pre-filled Content - Ready to Deploy Immediately
  • Customisable - Easily Add Your Logo & Site Details
  • Includes 2 Years of Free Compliance Updates

Product Overview

This risk assessment covers planning, service checks, excavation, plant movements, access and emergency preparation for general excavation and earthworks. It supports identification and management of hazards associated with ground conditions, services, stability, traffic, water, atmosphere and manual work.

Activities & Risks Covered

This assessment addresses activities and risks including:

  • Plan the work, assess ground conditions and identify nearby site factors
  • Locate and isolate underground services before excavation work
  • Establish the work area, access routes and protection from unauthorised entry
  • Excavate and manage trench stability, faces and nearby ground conditions
  • Operate plant and manage interactions with vehicles and pedestrians
  • Place spoil, materials and loads away from excavation edges
  • Provide access, egress and safe work near excavation edges
  • Monitor water ingress, weather and changing ground conditions
  • Manage dust, fumes, gases and confined excavation conditions
  • Complete manual digging and tool tasks with emergency preparedness in place

Who is this for?

Suitable for contractors, workers, supervisors and businesses carrying out general excavation and earthworks activities.

Activities & Hazards Covered

Activity Potential Hazards
Pre-start planning and site assessment
  • Unidentified ground conditions causing collapse or bogging
  • Existing underground services not identified
  • Adjacent structures, roads or stockpiles affecting stability
  • Inadequate communication of site hazards and emergency arrangements
Service locating and isolation
  • Strike on underground electricity, gas, water, sewer or communications services
  • Electric shock, fire, explosion or flooding from damaged services
  • Inaccurate plans or markings leading to contact with buried assets
Establishing work area, access and public protection
  • Unauthorised entry by workers, visitors or the public
  • Falls into open excavations
  • Workers struck by reversing plant or passing vehicles
  • Poor site access delaying emergency response
Excavation and trench stability
  • Ground collapse trapping or crushing workers
  • Undermining nearby surfaces, plant or structures
  • Loose material falling from faces or edges
  • Workers entering unsupported excavations
Plant operation and traffic interaction
  • Collision between plant, vehicles and pedestrians
  • Workers in blind spots of excavators, loaders or trucks
  • Plant rollover near edges or on unstable ground
  • Plant contacting overhead or underground services
Spoil placement, materials and surcharge loads
  • Spoil or stored materials contributing to trench collapse
  • Falling spoil or materials into the excavation
  • Overloading edges with plant, pipes or pallets
Access, egress and working near edges
  • Falls into excavations
  • Slips, trips and sprains entering or leaving the work area
  • Delayed escape during collapse, water ingress or other emergency
  • Workers exposed at edges while inspecting or guiding work
Water ingress, weather and changing ground conditions
  • Flooding, water in-rush or engulfment
  • Softened ground leading to collapse or bogging
  • Reduced visibility and slippery surfaces during wet weather
  • Undetected changes to ground support effectiveness
Atmospheric contaminants, dust and confined conditions
  • Build-up of exhaust gases or oxygen-deficient atmosphere in deeper or confined excavations
  • Exposure to dust, fumes or contaminated soil
  • Fire or explosion from flammable gases
  • Workers overcome in excavations with poor ventilation
Manual tasks, tools and emergency preparedness
  • Musculoskeletal strain from hand digging, lifting or handling trench materials
  • Injury from workers using hand tools in close proximity
  • Delayed response to collapse, service strike or medical emergency
  • Inadequate PPE for ground, dust, noise or cut hazards

Need to tailor this risk assessment?

Use the BlueSafe Portal to add site-specific activities, hazards, controls, responsibilities and review details before the assessment is put into use.

Acceptance Guaranteed: If your client or principal requests changes during document review, BlueSafe will help revise the document at no extra cost and support resubmission until it is accepted.

Legislation & References

The template records model guidance used to inform the documented controls. Applicable WHS/OHS laws and adopted Codes vary by state or territory, so confirm the current local requirements when tailoring the assessment:

  • Model guidance: Model Code of Practice: Excavation work — 2.3. Controlling the risks; p. 17.
  • Model guidance: Model Code of Practice: Managing the risk of falls at workplaces — 3.2 Identifying the hazards; p. 16.
  • Model guidance: Model Code of Practice: Managing the work environment and facilities — 2. The work environment; p. 13.
  • Model guidance: Model Code of Practice: Construction work — 6.2 Workplace specific induction training; p. 41.
  • Model guidance: Model Code of Practice: First aid in the workplace — 3. First aid equipment, facilities and training; p. 12.
  • Model guidance: Model Code of Practice: Hazardous manual tasks — 4.1 The hierarchy of control measures; p. 31.
  • Model guidance: Model Code of Practice: Managing noise and preventing hearing loss at work — 5. Controlling the risks; p. 29.
  • Model guidance: Model Code of Practice: How to manage work health and safety risks — 3. Step 2 — How to assess risks; p. 15.
  • Model guidance: Model Code of Practice: Managing risks of plant in the workplace — Plant hazard identification — Traffic movements in the workplace; p. 17.

Standard Risk Assessment Features (Click to Expand)
  • Activity-specific hazard identification and control measures
  • Initial and residual risk ratings
  • Assigned responsible persons for each activity
  • Risk matrix and assessment classification
  • Review, monitoring and sign-off fields
  • Site-specific customisation before use

Suitable for Industries

Building and ConstructionLandscaping ContractorsCivil Construction and EarthworksMining and Resources

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