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Excavation Shoring, Benching and Shielding SWMS

Excavation Shoring, Benching and Shielding SWMS

  • 100% Compliant with Australian WHS Acts & Regulations
  • Fully Editable MS Word & PDF Formats Included
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  • Includes 2 Years of Free Compliance Updates

Excavation Shoring, Benching and Shielding SWMS

Product Overview

This Excavation Shoring, Benching and Shielding Safe Work Method Statement (SWMS) is designed to identify hazards, assess risks and implement effective controls for excavation support systems to prevent ground collapse and worker injury. It is a comprehensive document that covers multiple aspects of excavation support, trench stability and ground retention to support WHS compliance and safe management of High Risk Construction Work.

Activities & Specific Tasks Covered

This document includes specific risk controls for:

  • Benching to create safe, stable flat zones within excavations and trenches
  • Planning and conducting benching operations in accordance with soil type and site conditions
  • Benching along one or both sides of a trench to minimise the risk of wall collapse
  • Developing and implementing a cave-in and trench collapse rescue plan, including emergency response procedures
  • Selection, installation and inspection of earth retention systems such as shoring, shielding and trench boxes
  • Installing shoring systems for trenches to control ground movement and prevent cave-ins
  • Installing trench boxes and shields, including lifting, placement, securing and removal procedures
  • Maintaining stable ground support through regular inspection, monitoring for movement and managing water ingress
  • Immediate reaction and emergency response to sudden soil collapse or loss of ground stability
  • Safe removal and dismantling of trench supports and shoring systems without compromising trench stability
  • Erection and adjustment of shields in trenches, including working within protected zones
  • Shoring, benching and pit installation for deeper excavations and service pits
  • Installation and verification of shoring support systems, including engineered designs and manufacturers’ instructions
  • Slope or bench digging techniques to achieve compliant batter angles and safe access/egress
  • General trenching and shoring activities, including exclusion zones, plant interaction and spoil placement

Who is this for?

This SWMS is designed for civil contractors, plumbing and drainage crews, utility installers, excavation and trenching teams, and site supervisors responsible for managing shoring, benching and shielding works on Australian construction sites.

Specific Job Steps & Hazards Covered

Job Step / Activity Potential Hazards
Planning and SWMS briefing
  • • Unidentified underground services
  • • Inadequate excavation design
  • • Uncoordinated high risk work
  • • Inadequate cave in rescue planning
  • • Unclear exclusion zones
Service location and isolation
  • • Striking live electrical services
  • • Striking gas mains
  • • Striking pressurised water or sewer
  • • Damaging communication cables
  • • Uncontrolled fluid release
Site preparation and access
  • • Unstable site access
  • • Unplanned vehicle movement
  • • Pedestrian and plant interaction
  • • Slip trip and fall on uneven ground
  • • Inadequate lighting
Excavation and trench layout
  • • Cave in from unsupported walls
  • • Collapse due to surcharge loads
  • • Plant roll over near edge
  • • Struck by moving plant
  • • Falling into open trench
Slope and bench digging
  • • Over‑steepened slopes
  • • Bench collapse
  • • Falling material from upper benches
  • • Worker fall between benches
  • • Inadequate bench drainage
Installing shoring support systems
  • • Shoring component failure
  • • Crushing during installation
  • • Incorrect shoring spacing
  • • Overloading waler beams
  • • Manual handling strain
Shield erection in trenches
  • • Trench box movement
  • • Crushing between shield and wall
  • • Shield instability on uneven base
  • • Overloading trench box capacity
  • • Struck by suspended trench box
Benching side of trench works
  • • Asymmetrical wall loading
  • • Localised bench failure
  • • Spoil roll back onto workers
  • • Ingress of surface water
  • • Trip hazards on stepped benches
Maintaining stable ground support
  • • Progressive soil movement
  • • Water ingress undermining walls
  • • Loss of support due to vibration
  • • Shoring misalignment
  • • Edge collapse under traffic load
Working within shored or shielded trench
  • • Cave in within work area
  • • Falling objects from surface
  • • Restricted egress
  • • Atmospheric contamination
  • • Musculoskeletal strain
Reaction to sudden soil collapse
  • • Worker engulfment
  • • Secondary wall collapse
  • • Uncontrolled rescue attempts
  • • Exposure to unstable edges
  • • Psychological trauma
Removing trench supports and shields
  • • Collapse during support removal
  • • Falling shoring components
  • • Plant contact with workers
  • • Uncontrolled release of strut pressure
  • • Ground settlement under adjacent structures
Benching and pit installation completion
  • • Residual ground instability
  • • Open pit exposure
  • • Trip hazards from temporary works
  • • Incomplete reinstatement
  • • Public access to work area
Trenching and shoring review and handover
  • • Uncommunicated residual risks
  • • Incomplete documentation
  • • Unclear asset locations
  • • Future works striking new assets
  • • Incorrect operation of retention systems

Need to add specific site requirements?

Don't worry if a specific job step isn't listed above. Once you purchase, simply log in to your Client Portal and add your own custom job steps at no extra cost. We take care of the hard work—creating the hazards and control measures for free—to ensure your document is compliant within minutes.

Legislation & References

This document was researched and developed to align with:

  • Excavation Work Code of Practice: Guidance on managing risks associated with excavation, trenching, shoring and ground collapse
  • Managing the Risk of Falls at Workplaces Code of Practice: Relevant to access/egress, ladders and working near edges of excavations
  • Managing the Work Environment and Facilities Code of Practice: Requirements for safe access, emergency planning and amenities around excavation works
  • First Aid in the Workplace Code of Practice: Provisions for first aid and emergency response for trench and cave-in incidents
  • Safe Work Australia – Guide to Excavation Work: Additional guidance on excavation stability, benching, battering and shoring systems
  • AS 3798 – Guidelines on Earthworks for Commercial and Residential Developments: Guidance on earthworks, compaction and ground stability where applicable
  • Work Health and Safety Act 2011
  • Work Health and Safety Regulations 2017

Standard SWMS Features (Click to Expand)
  • Operational guidelines, with a step-by-step approach to safe work
  • Possible hazards that may be encountered
  • Step-by-step safety procedures to follow
  • Before work starts – Guidelines and Checks
  • Safety measures and guides
  • Operational Safety Checks
  • Before and After Risk Ratings
  • Risk Assessment Matrix
  • High Risk Work Involved
  • Emergency Evacuation Procedure
  • Plant and Equipment
  • Qualifications and Permits
  • Specific Personal Protective Equipment (PPE)
  • Company Personnel Sign-off form

$96.8

Safe Work Australia Aligned