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Underground Mining Operations and Ventilation SWMS

Underground Mining Operations and Ventilation SWMS

  • 100% Compliant with Australian WHS Acts & Regulations
  • Fully Editable MS Word & PDF Formats Included
  • Pre-filled Content – Ready to Deploy Immediately
  • Customisable – Easily Add Your Logo & Site Details
  • Includes 2 Years of Free Compliance Updates

Underground Mining Operations and Ventilation SWMS

Product Overview

This Underground Mining Operations and Ventilation SWMS is a comprehensive Safe Work Method Statement designed to identify, control, and minimise risks associated with complex underground mining activities. It provides detailed, integrated coverage of equipment operation, strata control, water management, and ventilation to support WHS compliance and safer underground mining operations.

Activities & Specific Tasks Covered

This document includes specific risk controls for:

  • Safe operation of continuous miner machines, including cutting sequences, operator positioning, and exclusion zones
  • Management of ingress of water into mines, including dewatering systems, bunding, and emergency response for flooding events
  • Mine seismicity management, including monitoring, trigger action response plans (TARPs), and re-entry procedures after seismic events
  • Inspection, operation, and upkeep of mine ventilation systems, including fans, regulators, doors, and auxiliary ventilation ducting
  • Operation of load haul dump (LHD) machines, including tramming, loading, tipping, and traffic management in confined headings
  • Installation of rock bolts, including drilling, resin/grout use, bolting patterns, and quality assurance checks
  • Roof bolting operations, including working at the face, managing fall-of-ground risks, and maintaining safe bolting horizons
  • Shaft sinking activities, including hoisting, shaft access, ground support installation, and control of falling object risks
  • Strata reinforcement and ground support activities, including mesh installation, cable bolting, and scaling loose ground
  • Operation of underground locomotives, including haulage plans, signalling, braking systems, and collision avoidance controls
  • Management of dust, diesel particulate, and noxious gases through effective ventilation design and monitoring
  • Emergency response planning for underground incidents, including ventilation failures, fires, and entrapment scenarios
  • Isolation, lock-out and tag-out (LOTO) procedures for underground plant and electrical equipment
  • Communication systems and procedures for coordinating underground mining and haulage activities

Who is this for?

This SWMS is designed for underground mining operators, mine managers, ventilation officers, supervisors, contractors, and workers involved in underground production, development, haulage, and ground support activities.

Specific Job Steps & Hazards Covered

Job Step / Activity Potential Hazards
Pre-start planning and approvals
  • • Incomplete mine plan information
  • • Unidentified geotechnical hazards
  • • Uncontrolled interaction with other workgroups
  • • Inadequate emergency response planning
  • • Inadequate ventilation planning
  • • Uncontrolled change to work scope
Underground access and tag-in
  • • Unaccounted personnel underground
  • • Vehicle collision at portal
  • • Fall on inclined decline
  • • Exposure to contaminated atmosphere at portal
  • • Unauthorised access to restricted zones
Mine ventilation system inspection
  • • Inadequate airflow in headings
  • • Accumulation of methane and other gases
  • • Diesel particulate exposure
  • • Fan or duct mechanical failure
  • • Recirculation of contaminated air
  • • Noise exposure from main fans
Managing mine gases and air quality
  • • Methane accumulation
  • • Oxygen deficiency
  • • Carbon monoxide exposure
  • • Toxic gas release from strata
  • • Dust inhalation
  • • Spontaneous combustion products
Managing ingress of water
  • • Sudden inrush from surface water
  • • Inrush from old workings
  • • Sump and pump station flooding
  • • Electrical equipment inundation
  • • Reduced roadway traction
  • • Erosion and roadway instability
Mine seismicity and strata monitoring
  • • Rockburst due to seismic event
  • • Strata failure in high stress ground
  • • Fall of ground at intersections
  • • Instability around excavations and shafts
  • • Unplanned release of stored energy
Continuous miner operations
  • • Contact with rotating drums
  • • Entanglement in cable and trailing gear
  • • Struck by moving miner
  • • Dust and gas release at face
  • • Remote control signal loss
  • • Continuous miner fire
Load haul dump machine operation
  • • Vehicle rollover on gradients
  • • Collision with pedestrians
  • • Struck by falling rock during loading
  • • Loss of control due to poor visibility
  • • Mechanical failure of braking system
  • • Dust and diesel fume exposure
Underground locomotive operation
  • • Runaway train on gradient
  • • Collision with other rolling stock
  • • Pedestrian struck by locomotive
  • • Derailment at points or crossings
  • • Load shift from wagons
  • • Electrical contact on trolley systems
Rock bolt and roof bolt installation
  • • Fall of ground at working face
  • • Struck by drill steel or spinning bolt
  • • Entanglement in rotating equipment
  • • High-pressure fluid injection
  • • Exposure to resin fumes and dust
  • • Working at height on bolter platforms
Strata reinforcement and support
  • • Collapse of unsupported ground
  • • Falling mesh or support elements
  • • Manual handling of heavy mesh and bolts
  • • Pinch points with support equipment
  • • Working beneath suspended loads
Shaft sinking and shaft work
  • • Fall from height in shaft
  • • Dropped objects down shaft
  • • Shaft wall collapse
  • • Suspension system failure
  • • Inadequate ventilation in shaft
  • • Exposure to blasting fumes
Mine ventilation upkeep and maintenance
  • • Contact with moving fan components
  • • Electrical shock during fan work
  • • Fall from height on fan platforms
  • • Inhalation of accumulated dust in ducts
  • • Collapse of damaged stoppings or doors
Emergency response and evacuation
  • • Delayed evacuation in fire
  • • Disorientation in smoke or dust
  • • Communication failure during incident
  • • Entrapment due to fall of ground
  • • Exposure to toxic gases during escape

Need to add specific site requirements?

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Legislation & References

This document was researched and developed to align with:

  • Work Health and Safety Act 2011
  • Work Health and Safety Regulations 2017
  • Managing the Risk of Falls at Workplaces Code of Practice – for working at heights during shaft sinking and strata reinforcement
  • Managing Noise and Preventing Hearing Loss at Work Code of Practice – for noise exposure from continuous miners, LHDs, and locomotives
  • Managing Risks of Hazardous Chemicals in the Workplace Code of Practice – for handling resins, grouts, fuels, and other hazardous substances underground
  • Confined Spaces Code of Practice – for managing risks associated with working in confined underground headings and shafts
  • Managing the Work Environment and Facilities Code of Practice – for ventilation, lighting, air quality, and welfare facilities in underground mines
  • How to Manage Work Health and Safety Risks Code of Practice – for systematic identification, assessment, and control of underground mining hazards
  • AS 2290.3 Electrical equipment for coal mines – Underground – Portable and mobile electric apparatus – as applicable to underground electrical equipment
  • AS/NZS 4871 Electrical equipment for mines and quarries – for safe use and maintenance of electrical plant in underground mining operations

Standard SWMS Features (Click to Expand)
  • Operational guidelines, with a step-by-step approach to safe work
  • Possible hazards that may be encountered
  • Step-by-step safety procedures to follow
  • Before work starts – Guidelines and Checks
  • Safety measures and guides
  • Operational Safety Checks
  • Before and After Risk Ratings
  • Risk Assessment Matrix
  • High Risk Work Involved
  • Emergency Evacuation Procedure
  • Plant and Equipment
  • Qualifications and Permits
  • Specific Personal Protective Equipment (PPE)
  • Company Personnel Sign-off form

$96.8

Safe Work Australia Aligned